Head of Governance & Conduct Compliance Officer Job at Madison-Davis, LLC, New York, NY

ZWRHS05vbjhZbFVtd25WK01nc25qc1RkcHc9PQ==
  • Madison-Davis, LLC
  • New York, NY

Job Description

Head of Governance & Conduct Compliance Officer

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience talk with your recruiter to learn more.

Base pay range

$190,000.00/yr - $230,000.00/yr

International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).

Key Responsibilities
  • Supervise the Compliance governance framework
  • Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings
  • Act as Compliance point of contact and respond requests/queries for all other Committees
  • Enhance awareness and adoption of the compliance standards across the Bank
  • Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards
  • Manage the Banks Conduct program
  • Identify opportunities to enhance the above framework
Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Finance, Analyst, and Other
Industries
  • Financial Services, Banking, and Investment Banking

#J-18808-Ljbffr

Job Tags

Full time, Work at office, 3 days per week,

Similar Jobs

Boeing

Experienced Low Observables Mission Systems Integration Engineer Job at Boeing

 ...Space & Security (BDS) - Phantom Works organization is seeking a highly skilled and experienced Low Observables Mission Systems Integration Engineer to support an integrated product team in the design and integration of an advanced sensor for a next generation... 

Canadian Pacific Railway

Train Conductor Job at Canadian Pacific Railway

 ...No previous railroad experience is required to join CPKC as a conductor. If you are willing to put in an honest, hard days work every...  ...opportunities. As a conductor, you may be assigned to a yard or a train. Your responsibilities include: switching cars, making or... 

Oregon Health & Science University

Sr. Lab Manager Job at Oregon Health & Science University

 ...Description The purpose of this position is to provide strong strategy, leadership and management direction for clinical operations of laboratory services including but not limited to Core Lab, Special Immunology & Coagulation (SIC) Lab, Molecular Lab, Micro Lab, Community... 

American Traveler

Travel Operating Room Radiologic Technologist - C-Arm & O-Arm Job at American Traveler

 ...Employment Type: Travel \n Job Description\n American Traveler is seeking a Radiology Technologist - X-Ray with at least 2 years of C-arm and O-arm experience in surgical settings and current ARRT certification. \n \n Responsibilities\n ~ Work across outpatient,... 

CMA CGM

Trade Analyst Job at CMA CGM

 ...pricing, vessel management, and operational efficiency within the Trade team. The management of the assigned services will be performed...  ...position. Education Required/Preferred Education Level Required High School Diploma or GED Preferred...